-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AOslPGuI854g3dBCJAuYBS4zxvFAU5W5U3Hg1aPAkp0c9VOLCGI8ggJRXEgAr1Cn 894fOjx+i03tYafWye23Jg== 0000950131-03-000723.txt : 20030214 0000950131-03-000723.hdr.sgml : 20030214 20030214164309 ACCESSION NUMBER: 0000950131-03-000723 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APARTMENT INVESTMENT & MANAGEMENT CO CENTRAL INDEX KEY: 0000922864 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 841259577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-47692 FILM NUMBER: 03568327 BUSINESS ADDRESS: STREET 1: COLORADO CENTER TOWER TWO STREET 2: 2000 S COLORADO BLVD STE 2-1000 CITY: DENVER STATE: CO ZIP: 80222-4348 BUSINESS PHONE: 3037578101 MAIL ADDRESS: STREET 1: COLORADO CENTER TOWER TWO STREET 2: 2000 S COLORADO BLVD STE 2-1000 CITY: DENVER STATE: CO ZIP: 80222 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY CAPITAL PREFERRED GROWTH INC CENTRAL INDEX KEY: 0001043806 IRS NUMBER: 364128122 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11 SOUTH LASALLE ST STREET 2: 2ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3123455879 MAIL ADDRESS: STREET 1: 190 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603 SC 13G 1 dsc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)* Apartment Investment and Management Company - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 03748R101 -------------------------------------- (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, for any subsequent amendment containing information which would alter the and disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 03748R101 13G Page 2 of 6 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Security Capital Preferred Growth Incorporated - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 3,034,698 shares of Common Stock NUMBER OF ------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY -0- shares of Common Stock EACH ------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 3,034,698 shares of Common Stock ------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER -0- shares of Common Stock - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,034,698 shares of Common Stock - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.15% of the Common Stock - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS Item 1 (a). Name of Issuer: Apartment Investment and Management Company (b). Address of Issuer's Principal Executive Offices: 2000 South Colorado Blvd., Tower Two, Suite 2-1000, Denver, Colorado 80222-4348 Item 2 (a). Name of Person Filing: Security Capital Preferred Growth Incorporated, a corporation organized and existing under the laws of Maryland ("SC-PG"). (b). Address of Principal Business Office or, if None, Residence: 11 South LaSalle Street, 2nd Floor, Chicago, Illinois 60603 (c). Citizenship: Maryland (d). Title of Class of Securities: Common Stock, $.01 par value per share ("Common Stock") (e). CUSIP Number: 03748R101 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act; (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act; (e) [_] An investment adviser in accordance with Rule 13d-1(b) (1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] An parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Page 3 of 6 Item 4. Ownership. (a). Amount Beneficially Owned: SC-PG beneficially owns 3,034,698 shares of Common Stock, consisting of the number of shares that SC-PG has the right to acquire upon the conversion of its 1,200,000 shares of Class M Cumulative Convertible Redeemable Preferred Stock (equivalent to 681,840 shares of Common Stock), 1,904,762 shares of Class O Cumulative Convertible Redeemable Preferred Stock (equivalent to an equal number of shares of Common Stock) and 1,003,800 shares of Class P Convertible Preferred Stock (equivalent to 448,096 shares of Common Stock). (b). Percent of Class: 3.15% of the Common Stock determined in accordance with the provisions of Rule 13d-1 promulgated under the Act. (c). Number of shares as to which such person has: (i). Sole power to vote or to direct the vote: SC-PG has the sole power to vote or direct the vote of 3,034,698 shares of Common Stock. (ii). Shared power to vote or to direct the vote: None. (iii). Sole power to dispose or to direct the disposition of: SC-PG has the sole power to dispose or to direct the disposition of 3,034,698 shares of Common Stock. (iv). Shared power to dispose or to direct the disposition of: None. Item 5. Ownership of Five Percent or Less of a Class. [X] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Page 4 of 6 Item 9. Notice of Dissolution of a Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2003. SECURITY CAPITAL PREFERRED GROWTH INCORPORATED By: /s/ Jeffrey C. Nellessen -------------------------- Name: Jeffrey C. Nellessen Title: Treasurer Page 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----